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In mathematics Hilbert's basis theorem asserts that every ideal of a polynomial ring over a field has a finite generating set (a finite basis in Hilbert's terminology).
In modern algebra, rings whose ideals have this property are called Noetherian rings. Every field, and the ring of integers are Noetherian rings. So, the theorem can be generalized and restated as: every polynomial ring over a Noetherian ring is also Noetherian.
The theorem was stated and proved by David Hilbert in 1890 in his seminal article on invariant theory[1], where he solved several problems on invariants. In this article, he proved also two other fundamental theorems on polynomials, the Nullstellensatz (zero-locus theorem) and the syzygy theorem (theorem on relations). These three theorems were the starting point of the interpretation of algebraic geometry in terms of commutative algebra. In particular, the basis theorem implies that every algebraic set is the intersection of a finite number of hypersurfaces.
Another aspect of this article had a great impact of on mathematics of the 20th century; this is the systematic use of non-constructive methods. For example, the basis theorem asserts that every ideal has a finite generator set, but the original proof does not provide any way to compute it for a specific ideal. This approach was so astonishing for mathematicians of that time that the first version of the article was rejected by Paul Gordan, the greatest specialist of invariants of that time, with the comment "This is not mathematics. This is theology."[2] Later, he recognized "I have convinced myself that even theology has its merits."[3]
Statement
If is a ring, let denote the ring of polynomials in the indeterminate over . Hilbert proved that if is "not too large", in the sense that if is Noetherian, the same must be true for . Formally,
![{\displaystyle R[X]}](https://wikimedia.org/api/rest_v1/media/math/render/svg/afeccd52deabb878398a8485755c3ceea80caf9a)
Hilbert's Basis Theorem. If is a Noetherian ring, then is a Noetherian ring.[4]
Corollary. If is a Noetherian ring, then is a Noetherian ring.
![{\displaystyle R[X_{1},\dotsc ,X_{n}]}](https://wikimedia.org/api/rest_v1/media/math/render/svg/6a163f23c4ea9575b3da5875cedfae1da278689b)
This can be translated into algebraic geometry as follows: every algebraic set over a field can be described as the set of common roots of finitely many polynomial equations. Hilbert proved the theorem (for the special case of polynomial rings over a field) in the course of his proof of finite generation of rings of invariants.[1]
Hilbert produced an innovative proof by contradiction using mathematical induction; his method does not give an algorithm to produce the finitely many basis polynomials for a given ideal: it only shows that they must exist. One can determine basis polynomials using the method of Gröbner bases.
Proof
Theorem. If is a left (resp. right) Noetherian ring, then the polynomial ring is also a left (resp. right) Noetherian ring.
- Remark. We will give two proofs, in both only the "left" case is considered; the proof for the right case is similar.
First proof
Suppose is a non-finitely generated left ideal. Then by recursion (using the axiom of dependent choice) there is a sequence of polynomials such that if is the left ideal generated by then is of minimal degree. By construction, is a non-decreasing sequence of natural numbers. Let be the leading coefficient of and let be the left ideal in generated by . Since is Noetherian the chain of ideals
![{\displaystyle {\mathfrak {a}}\subseteq R[X]}](https://wikimedia.org/api/rest_v1/media/math/render/svg/4ed2ede5c58e47a48faac341447277886029cc65)
must terminate. Thus for some integer . So in particular,
Now consider
whose leading term is equal to that of ; moreover, . However, , which means that has degree less than , contradicting the minimality.
Second proof
Let be a left ideal. Let be the set of leading coefficients of members of . This is obviously a left ideal over , and so is finitely generated by the leading coefficients of finitely many members of ; say . Let be the maximum of the set , and let be the set of leading coefficients of members of , whose degree is . As before, the are left ideals over , and so are finitely generated by the leading coefficients of finitely many members of , say
with degrees . Now let be the left ideal generated by:
![{\displaystyle {\mathfrak {a}}^{*}\subseteq R[X]}](https://wikimedia.org/api/rest_v1/media/math/render/svg/95a0847fd1b8b858f0bd673bfe1fb041eb227692)
We have and claim also . Suppose for the sake of contradiction this is not so. Then let be of minimal degree, and denote its leading coefficient by .
- Case 1: . Regardless of this condition, we have , so is a left linear combination
- of the coefficients of the . Consider
- which has the same leading term as ; moreover while . Therefore and , which contradicts minimality.
- Case 2: . Then so is a left linear combination
- of the leading coefficients of the . Considering
- we yield a similar contradiction as in Case 1.
Thus our claim holds, and which is finitely generated.
Note that the only reason we had to split into two cases was to ensure that the powers of multiplying the factors were non-negative in the constructions.
Applications
Let be a Noetherian commutative ring. Hilbert's basis theorem has some immediate corollaries.
- By induction we see that will also be Noetherian.
- Since any affine variety over (i.e. a locus-set of a collection of polynomials) may be written as the locus of an ideal and further as the locus of its generators, it follows that every affine variety is the locus of finitely many polynomials — i.e. the intersection of finitely many hypersurfaces.
- If is a finitely-generated -algebra, then we know that , where is an ideal. The basis theorem implies that must be finitely generated, say , i.e. is finitely presented.
![{\displaystyle R[X_{0},\dotsc ,X_{n-1}]}](https://wikimedia.org/api/rest_v1/media/math/render/svg/227dccaf854e80922663cbdde8bfab7fec0258d4)
![{\displaystyle {\mathfrak {a}}\subset R[X_{0},\dotsc ,X_{n-1}]}](https://wikimedia.org/api/rest_v1/media/math/render/svg/f8c3ee7c144a1fec4dcf7f9eca59ff847bcdcab0)
![{\displaystyle A\simeq R[X_{0},\dotsc ,X_{n-1}]/{\mathfrak {a}}}](https://wikimedia.org/api/rest_v1/media/math/render/svg/941079687e68695a9937756004b3b8a4e8e3b187)
Formal proofs
Formal proofs of Hilbert's basis theorem have been verified through the Mizar project (see HILBASIS file) and Lean (see ring_theory.polynomial).
References
- ^ a b Hilbert, David (1890). "Über die Theorie der algebraischen Formen". Mathematische Annalen. 36 (4): 473–534. doi:10.1007/BF01208503. ISSN 0025-5831. S2CID 179177713.
- ^ Reid 1996, p. 34.
- ^ Reid 1996, p. 37.
- ^ Roman 2008, p. 136 §5 Theorem 5.9
Further reading
- Cox, Little, and O'Shea, Ideals, Varieties, and Algorithms, Springer-Verlag, 1997.
- Reid, Constance. (1996). Hilbert. New York: Springer. ISBN 0-387-94674-8. The definitive English-language biography of Hilbert.
- Roman, Stephen (2008), Advanced Linear Algebra, Graduate Texts in Mathematics (Third ed.), Springer, ISBN 978-0-387-72828-5
